Ken Baumbach is a seasoned financial services professional who draws on over 20 years of experience in financial planning, and asset protection to help individuals and business owners reach financial goals. Ken takes a multi-strategy, risk-managed approach to portfolio management. He seeks to bring investments, insurance, education, retirement, estate, and tax planning into one efficient financial plan designed to minimize gaps that can leave clients under-prepared and under-protected.
A creative problem solver, Ken will develop a custom financial plan and monitor performance and investor profile alignment over time—both focused on delivering consistent progress toward your goals. He seeks input from your trusted tax and insurance advisors and other professionals to enhance the integrity of the plan. His goal is to ensure that the overall plan is appropriate for risk tolerance and growth objectives and efficient for diversification, insurance coverage, and tax purposes. Ken’s overall objective is to get you the most from your hard-earned money without undue risk.
Ken holds FINRA Series 7 and 66 licenses and is a Certified Fund Specialist (CFS®). He is licensed to provide life, accident, health, HMO, and P&C insurance in Texas. He also holds an M.B.A. and a B.S. in Information Systems (Summa cum Laude) from American Sentinel University. Ken has also authored five books and is an award-winning Web Technologist.
Ken lives in Lockhart with his wife and three daughters. His community service includes serving as Lt. Governor of Kiwanis and been on the board of directors of the Sertoma, Pflugerville Caregivers, and Hope Alliance charitable organizations. When he is not writing or tinkering with computers, Ken enjoys playing tennis and bike riding with the family.
Registered Representative & Investment Advisor of Park Avenue Securities, Financial Representative of Guardian